PLEASE READ THESE IMPORTANT LEGAL NOTICES AND DISCLOSURES
Please carefully read all the provisions of this section. If you are not certain about the meaning of such provisions, please seek independent legal advice.
Battlement Capital (the “Company,” “BC,” or “we”) is an Australian Fund Manager operating as a corporate authorised representative of Hewitt Taylor Pty Ltd AFSL: 454666. Brokerage and Advisory services are offered through dedicated legal entities and broker-dealers, including VNTR Securities LLC (“VNTR”) located in the United States.
None of the information displayed on or downloadable from http://battlementcapital.vc/ (the “Website”) represents an offer to buy or sell or a solicitation of an offer to buy or sell any security, nor does it constitute an offer to provide investment advice or service. This Website is a publication and intellectual property of BC. All content is believed to be factual, accurate, and up-to-date, but we cannot and do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinions reflect the judgment of the authors of such opinion as of the date of publication and are subject to change. Information on our Website does not involve the rendering of personalised investment advice but is limited to the dissemination of general information on products and services. A professional adviser should be consulted before implementing any of the options presented.
Registered representatives of BC do not (1) advise or assist in the determination of fair value of any security or investment, or (2) provide legal or tax services. Always seek independent legal advice or tax professional regarding your specific legal or tax situation.
Past performance may not be an indicator of future results. Hence, you should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by the adviser), or product made reference to directly or indirectly on this Website, or indirectly via hyperlink to any unaffiliated third-party website, will be profitable or equal to past performance levels.
All investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for your investment portfolio. In any investment the capital invested is at risk, capital may increase or decrease resulting in a loss of capital. The investments are not protected from any capital loss.
Please note that access to this Website is provided for informational purposes and for your convenience only and without any warranties, expressed or implied, regarding the accuracy, completeness, timeliness, or results obtained from any information posted to this Website or any third-party website linked to this Website. BC assumes no liability or responsibility for any errors or omissions in the content of this Website. Under no circumstances and under no legal theory shall BC be liable to a viewer of this Website or any other person for any damages, whether direct, indirect, incidental, consequential or special arising from viewer’s access to or use of this Website.
All trademarks on this Website including but not limited to “Battlement Capital,” BC’s logo, are all registered trademarks. All other trademarks are the property of their respective owners.
Battlement Capitals’ Investment Risk Disclosure
There is no assurance that any of the companies we invest in will go public soon, if ever, nor are there any assurances that the securities of those companies will become publicly traded or unrestricted. Private investments are not appropriate for all investors. This asset class involves a high degree of risk, volatility, and illiquidity, beyond that associated with traditional asset classes. Investors should have the financial ability and willingness to accept the risks (including, among other things, the risk of loss of their entire investment and the lack of liquidity) that are characteristic of these types of investments. Investors should consider private investments a supplement, comprising a modest portion of an overall investment strategy. Investors are solely responsible are advised before making an investment decision with respect any BC funds (collectively, the “Funds”) to review carefully the respective offering documents (including any relevant underlying agreements), and the related subscription documents regarding the Funds and are responsible for performing such due diligence as deemed appropriate, including consulting their own legal, tax, and financial advisers. Any information provided by BC and its affiliates or partners should not form the primary basis of the investment decision. This material is based upon information BC believes is reliable. However, BC does not represent or warrant that it is accurate, complete, and/or up-to-date. BC does not accept any responsibility to update any opinion, analyses or other information contained in the material. This material is for your general information only and solely to assist you in deciding whether to proceed with a further investigation of the Funds. It is not an offer or solicitation to buy or sell any security, which can be made only through the delivery of formal offering document(s) which include, among others, a confidential Information Memorandum and related subscription documents. Such formal offering documents contain additional information not set forth herein, including information regarding certain risks of investing, which such additional information is material to any decision to invest in the Funds.
The information contained herein is based on certain assumptions, hypotheses, estimates, and anticipated outcomes which may or may not be true. This Website contains forward-looking statements, including observations about markets and industry and regulatory trends as of the publication date of this Website. Forward-looking statements may be identified by, among other things, the use of words such as “expects,” “anticipates,” “believes,” or “estimates,” or the negatives of these terms, and similar expressions. Forward-looking statements reflect the Funds’ views as of such date with respect to possible future events. Actual results could differ materially from those in the forward-looking statements as a result of factors beyond the Funds’ control. Investors are cautioned not to place undue reliance on such statements. No party has an obligation to update any of the forward-looking statements on this Website. Charts, tables, and graphs contained in this Website are not intended to be used to assist the reader in determining which securities to buy or sell or when to buy or sell securities.
Performance may fluctuate, especially over short periods. In this Website, performance results are shown the net of all fees and expenses (such as transaction costs, management, performance, administrative and any other fees and expenses applicable to the Funds) and may reflect the reinvestment of dividends and other earnings.
Statements made herein that are not attributed to a third-party source reflect the views and opinions of BC. No representation is made that any investor will or is likely to achieve results comparable to those shown or will make any profit or will be able to avoid incurring substantial losses. The past performance of BC, its principals, partners, or employees, or any of the securities referred to herein is not indicative of future returns. Performance results are generally net of applicable fees and reflect reinvestment of profits. Investment returns will fluctuate and may be volatile, especially over short time horizons.
The Funds’ investment strategy involves investments for which no public market exists. Little public information exists about many of these investments, and the Funds will be required to rely on its diligence efforts to obtain adequate information to evaluate the potential risks and returns involved in these investments. Therefore, the greater risk that the Funds may invest on the basis of incomplete or inaccurate information may adversely affect the Funds’ investment performance, which could impact both initial and ultimate valuations. This could subject the Funds to greater risk than investments in established publicly-traded companies or businesses and negatively affect the Funds’ investment returns.
The Funds may not be able to secure shares in some or all of the securities that have been targeted for purchase. If the shares are not accessible, the Funds will not be able to execute their investment strategy.
There is no assurance that the Funds’ diligence efforts will result in an investment being successful. There is no guarantee that BC will be successful in achieving the Funds’ investment objectives. An investment in the Funds contains risks, including the risk of complete loss. Any performance reflected herein is estimated, is based on incomplete information and is subject to change. Actual results, when available, may differ. Given the nature and number of companies underlying these securities, the Funds should be considered a more volatile and risky investment. The returns for the Funds have not yet been audited and may change as a result of audit.
Any trademarks or business names in this Website are included solely for informational purposes and, in certain cases, as examples of companies in the asset class in which the Funds may invest, and any such trademarks and business names are owned by their respective trademark owners. While the companies represented by such trademarks and business names may be invested in by the Funds, there is no guarantee that such companies will be invested in by the Funds.
Personal identification information
We may collect personal identification information from Users in a variety of ways, including, but not limited to, when Users visit our site, fill out a form, and in connection with other activities, services, features or resources we make available on our Site. Users may be asked for, as appropriate, name, email address, phone number. Users may, however, visit our Site anonymously. We will collect personal identification information from Users only if they voluntarily submit such information to us. Users can always refuse to supply personally identification information, except that it may prevent them from engaging in certain Site related activities.
Non-personal identification information
We may collect non-personal identification information about Users whenever they interact with our Site. Non-personal identification information may include the browser name, the type of computer and technical information about Users means of connection to our Site, such as the operating system and the Internet service providers utilised and other similar information.
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How we use collected information
BC may collect and use Users personal information for the following purpose:
- To send periodic emails
We may use the email address to respond to their inquiries, questions, and/or other requests.
How we protect your information
We adopt appropriate data collection, storage and processing practices and security measures to protect against unauthorised access, alteration, disclosure or destruction of your personal information and data stored on our Site.
Sharing your personal information
We do not sell, trade, or rent Users personal identification information to others. We may share generic aggregated demographic information not linked to any personal identification information regarding visitors and users with our business partners, trusted affiliates and advertisers for the purposes outlined above. We may use third party service providers to help us operate our business and the Site or administer activities on our behalf, such as sending out newsletters or surveys. We may share your information with these third parties for those limited purposes provided that you have given us your permission.
Your acceptance of these terms
By using this Site, you signify your acceptance of this policy and terms of service. If you do not agree to this policy, please do not use our Site. Your continued use of the Site following the posting of changes to this policy will be deemed your acceptance of those changes.